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Welcome to The WP&BC sacramento Chapter

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Financial Advisors

  • Wednesday, March 16, 2016
  • 4:30 PM - 7:30 PM
  • Arden Hills Resort - 1220 Arden Hills Lane, Sacramento CA 95864


Registration is closed
Join us for our first ever Financial Advisors Meeting!
March 16th 2016 at 4:30pm

This meeting will be focused solely on how these issues affect financial advisors and what you can do if your client finds themselves in any of these situations. Our speakers Steven Cohen of Federated Investors and Chuck Rolph of Nationwide have an informative program set up for us.

Steven Cohen has many years of experience and will offer concrete solutions you can put into practice immediately. He want to know:

Are your clients aware of the DOL Investigation Process?

Would they survive an investigation or audit?

Could you set up a fiduciary process if requested?

Chuck Rolph of Nationwide will be giving us an overview and status of the DOL's proposed regulations on the definition of "Investment Advice Fiduciary" and the Conflicts of Interest Rule.


    4:30 – 5:00 p.m.   Registration/Reception
    5:00 – 6:40 p.m.   Program and Q&A
    6:40 – 7:00 p.m.   Reception

PLEASE NOTE: We have two meeting available at the same location and time, you may want to attend the Health Care Update Meeting.

This program is brought to you by our generous sponsors: Nationwide and Federated Investors.

Please feel free to reach out to WP&BC with any questions.

Membership Questions To:
Brian Abad
Chapter President
(916) 924-7527

Website Support:
Karin LeCocq
Website Administrator

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