Financial Advisors

When
Wednesday, March 16, 2016
4:30 PM - 7:30 PM
Location
Arden Hills Resort - 1220 Arden Hills Lane, Sacramento CA 95864
Registered
15 registrants

Registration

Non-Member – $60.00
Sacramento Chapter Pay As You Go Member – $25.00
Sacramento Chapter Prepaid Member

Registration is closed

Join us for our first ever Financial Advisors Meeting!
March 16th 2016 at 4:30pm

This meeting will be focused solely on how these issues affect financial advisors and what you can do if your client finds themselves in any of these situations. Our speakers Steven Cohen of Federated Investors and Chuck Rolph of Nationwide have an informative program set up for us.

Steven Cohen has many years of experience and will offer

concrete solutions you can put into practice immediately. He want to know:

Are your clients aware of the DOL Investigation Process?

Would they survive an investigation or audit?

Could you set up a fiduciary process if requested?

Chuck Rolph of Nationwide will be giving us an overview and status of the DOL's proposed regulations on the definition of "Investment Advice Fiduciary" and the Conflicts of Interest Rule.

TIME:

    4:30 – 5:00 p.m.   Registration/Reception
   5:00 – 6:40 p.m.   Program and Q&A
    6:40 – 7:00 p.m. Reception

PLEASE NOTE: We have two meeting available at the same location and time, you may want to attend the Health Care Update Meeting.

This program is brought to you by our generous sponsors: Nationwide and Federated Investors.

Western Pension & Benefits Council Sacramento Chapter

Statement of Privacy Terms & Conditions